Brilliant Financial Search is looking for a Remote Audit Manager for our banking client. Currently Only East Coast candidates will be Interviewed.
**Banking experience is a Must** ; 3-4 travel times a year to South Florida
*Must have 4 years of Supervisory Experience*
The Audit Manager directs the activities of 2-3 staff and must provide objective assurance on the effectiveness of the company's risk management activities to help ensure key business risks are being managed appropriately and that the system of internal control is operating effectively.
DUTIES:
Perform both management and field testing responsibilities on routine and advanced internal audit assignments in multiple disciplines.
• Oversee audit engagements and approve the overall purpose, scope, and approach for audits ensuring practical coverage is achieved considering risk and regulatory requirements.
• Assess risk factors relating to each assignment to ensure that the engagement identifies significant business risks.
• Perform independent appraisal of the design and operational effectiveness of policies and procedures.
• Ensure that detailed audit work is effectively focused on areas assessed as high risk.
• Draft complex audit reports and exit conferences with management to discuss. Findings and management’s response.
• Perform critical project management duties in the planning, scheduling, coordinating, reviewing and reporting of the work of audit teams.
• Interact and work with the information technology lead auditors in coordinating the nature, timing, and extent of audit fieldwork and reporting.
• Keep current with audit and business trends, issues, complexities, and challenges associated with institutions in the financial services industry.
• Oversee staff in the planning, execution, reporting, and follow-up phases of audit assignments, providing on-the-job training and development.
• Evaluate the performance of and provide timely feedback to staff after the completion of each assignment.
• Directly supervises Audit Associates.
• Adheres to and complies with applicable, federal and state laws, regulations and guidance, including those related to anti-money laundering (i.e. Bank Secrecy Act, US PATRIOT Act, etc.)
QUALIFICATIONS:
• BS/BA degree in Accounting, Business Administration, or related field.
• 7+ years of business experience, including auditing, consulting and/or management experience is required, of which at least four years were in a supervisory capacity.
• CIA, CPA, CISA, CRCM OR other relevant certification Required.
•Experience in performing risk assessments, developing audit plans, performing financial and operational audits and reporting results to executive management.
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